Schlagwort-Archiv: Norton Rose Fulbright

Neue Termine für MiFID II Academy Webinars

Norton Rose Fulbright bietet im Rahmen der MiFID II Academy folgende neue Webinars in englischer Sprache an:

  • Update on EU implementation | Insight from our teams in France, Germany, Italy and the Netherlands 11.00am – 11.45am BST, 21 September
  • Ideas on legal and compliance documentation 11.00am – 11.45am BST, 19 October
  • Where the market has landed on key issues: markets, research, product governance 11.00am – 11.45am GMT, 16 November
  • Last minute MiFID II issues 11.00am – 11.45am GMT, 14 December

Zur Registrierung ist das Ausfüllen eines kurzen Online-Formulars notwendig.

Im Rahmen der Academy sind bereits Webinars zu folgenden Themen gehalten wurden. Die Aufzeichnungen dieser Webinars sind auf Nachfrage zugänglich.

2017

  • Update on algorithmic trading, DEA and third country issues
  • Update on commodity derivative issues
  • Update on conduct issues
  • Update on EU implementation – Insight from our teams in France, Germany, Italy and the Netherlands
  • UK implementation and interpretations
  • European update on implementation
  • Update on conduct issues
  • Update on markets issues

2016

  • Implications for energy and commodity market participants
  • Considerations for Compliance functions
  • Market structures
  • Wholesale conduct
  • Markets for the buyside
  • An update on MiFID II across Europe
  • Research payment accounts and commission sharing agreements
  • Brexit – Part 1
  • Brexit – Part 2
  • Delegated Directive – Client assets and product governance
  • Delegated Directive – Inducements and research
  • Delegated Regulation – Definitions
  • Delegated Regulation – Organisational requirements for investment firms
  • Manipulation
  • Insider Dealing
  • Suspicious transaction reporting
  • Enforcement issues
  • Market abuse in a commodities context

2015

  • Conduct issues for investment managers and advisers
  • MiFID and commodities definitions and exemptions
  • Inducements and related issues
  • Impact on third countries
  • Best execution and related issues
  • Algorithmic trading and direct electronic access
  • Conflicts of interest
  • MTFs and OTFs
  • Product governance and intervention
  • Post-trade related MiFID issues
  • Telephone recording and record keeping, and client categorisation and the consequences
  • Systematic internalisers
  • Transparency
  • Appropriateness and suitability
  • Transaction reporting
  • Update on latest MiFID II developments
  • Update on MiFID II markets issues
  • Update on microstructural issues
  • Update on MiFID II conduct issues
  • Update on MiFID II commodities issues